CTAPP Compliance Audits: What Attorneys Need to Know About Their Obligations
Monday, October 20 at 12:30 PM – 1:30 PM Pacific via Zoom
This program serves as a guide to the California State Bar’s newly implemented CTAPP compliance audits, and the obligations attorneys must fulfill to comply with CTAPP rules. Attorneys will learn how the audit process works under Rules 1.15(d), 2.6, and 9.8.5, mandatory requirements related to record production and independent accounting review, and how to navigate their ethical duties relating to client trust accounts and client communications. The program will also address privilege concerns, CPA audit requirements, and the risks attorneys face under this new enforcement framework.
BHBA members attend all CLE webinars for free.
There is a fee for non-members.
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CONTACT ERIN JOYCE LAW
REPRESENTING CLIENTS THROUGHOUT ALL OF CALIFORNIA
STATE BAR COURT | L.A. COUNTY | ORANGE COUNTY | RIVERSIDE COUNTY | SAN BERNARDINO COUNTY | SAN DIEGO COUNTY | VENTURA COUNTY
When you get a letter from the State Bar, don’t go it alone! You need competent, experienced counsel to respond to the State Bar at every stage. Your license is at risk, so ensure you have the best representation from a former State Bar prosecutor before sending any response to an investigator or responding to formal charges leveled by the State Bar. You cannot make an informed decision without good advice. Call Erin now.
